Updated for 2024 SEC Requirements

The Complete
IR Compliance Checklist

Ensure your investor relations website meets all SEC requirements with our comprehensive 2024 compliance checklist. Used by 500+ public companies.

SEC Compliant
Updated for 2024
500+ Companies

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What's Inside the Checklist

SEC Disclosure Requirements

  • Current Form 10-K annual report easily accessible
  • Latest Form 10-Q quarterly reports prominently displayed
  • Form 8-K current reports updated within required timeframes
  • Proxy statements (DEF 14A) available for shareholder meetings
  • Form 3, 4, and 5 insider trading reports accessible

Website Structure & Navigation

  • Dedicated "Investor Relations" section clearly labeled
  • SEC filings organized by document type and date
  • Search functionality for finding specific documents
  • Mobile-responsive design for all devices
  • Clear contact information for investor inquiries

Stock Information Display

  • Real-time or delayed stock price prominently featured
  • Trading symbol and exchange information displayed
  • Historical stock performance charts available
  • Market capitalization and key financial metrics
  • Dividend information and payment history

Corporate Governance

  • Board of Directors profiles and qualifications
  • Executive leadership team information
  • Committee charters (Audit, Compensation, etc.)
  • Corporate governance guidelines document
  • Code of ethics and business conduct policies

Financial Information

  • Annual and quarterly earnings releases
  • Financial statements and supplementary data
  • Management discussion and analysis (MD&A)
  • Segment reporting for diversified companies
  • Non-GAAP reconciliation tables when applicable

Shareholder Services

  • Transfer agent contact information
  • Dividend reinvestment plan details
  • Annual meeting information and materials
  • Shareholder FAQ section
  • Stock split and dividend history

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500+
Companies Using Our Checklist
98%
Pass SEC Compliance Reviews
30+
Essential Compliance Points

"This checklist saved us countless hours and ensured we didn't miss any critical compliance requirements."

Sarah Chen • CFO, TechCorp Inc.

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